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Producing a successful PhD thesis
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  1. David Barrett1,
  2. Alison Rodriguez2,
  3. Joanna Smith3
  1. 1 Faculty of Health Sciences, University of Hull, Hull, UK
  2. 2 School of Healthcare, University of Leeds, Leeds, West Yorkshire, UK
  3. 3 School of Healthcare, University of Leeds, Leedss, West Yorkshire, UK
  1. Correspondence to Dr David Barrett, Faculty of Health Sciences, University of Hull, Hull HU6 7RX, UK; D.I.Barrett{at}hull.ac.uk

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All doctoral students strive for the day—after years of often all-consuming study—that their thesis is ready to submit. For both doctoral students and supervisors there is often trepidation about whether the thesis will meet the criteria to merit the award of a Doctor of Philosophy (PhD). As anxieties increase, doctoral students often ask what makes a good PhD, something we explored in a recent ‘Research Made Simple’ article,1 but perhaps the more important question is ‘what makes a PhD student successful?’ In this article we outline the core criteria on which PhD theses are judged and offer suggestions for achieving success.

How are PhDs assessed

Traditionally, a PhD involves 3 to 4 years of full-time study (or a longer part-time programme), which is assessed by the student submitting the work they have undertaken as a thesis or—less commonly—a portfolio of published papers and an associated narrative (sometimes referred to as ‘PhD by publication’). In addition, the student must undertake an oral defence of their work through a discussion (the ‘viva’) with examiners, who are deemed to be experts in the field of study or with related methodological expertise.2

A thesis is a self-contained monograph written by the student which:

  1. Sets out the problem and context of the research, including theoretical perspectives.

  2. Outlines existing approaches that have addressed the problem or related issues before, typically by undertaking a thorough critical analysis of literature and identifying a gap in the evidence.

  3. Justifies and critically evaluates the research methodologies and methods chosen to address the problem.

  4. Presents the finding of the research and how they add to existing knowledge.

  5. Makes recommendations as to how the findings can advance the discipline and improve practice, and/or suggest further research directions.

What criteria are used to assess a PhD thesis?

The core criteria for PhD success—ubiquitous to all disciplines and universities—are that the student;

  1. Has made an original and significant contribution to knowledge of the topic under investigation;

  2. Draws on a well-argued and cohesive conceptual/theoretical framework;

  3. Demonstrates the ability to critically evaluate and justify the research methodology and methods adopted;

  4. Can convey information (written and verbally) succinctly;

  5. Produces a thesis is of sufficient rigour that the work is evaluated as publishable in relevant discipline-specific journal(s).

Table 1 highlights some of the key ingredients of PhD success, in terms of the study, thesis and viva.

Table 1

Key principles to PhD study success

Justifying methods

The justification of methodological choices is usually presented in a distinct chapter that typically has two components: first, a ‘big picture’ description of the theoretical perspective and methodological justification (sometimes called the research approach), followed by an account of procedure (methods) of how the research was undertaken.

Critical writing

An essential criterion expected from examiners is that students demonstrate criticality in the way they present and defend information. This can be a challenge, and many PhD students perceive that there is little guidance about how to develop effective arguments and few opportunities to develop critical writing skills.2 3 Similar to developing knowledge and understanding of research methods, students need the knowledge and skills for effective oral communication of ideas and writing.3

The student must be able to write succinctly and critically to produce a robust and coherent thesis.2 4 A thesis should open with a clear outline of the problem, informing the reader what the thesis about and why the topic is important. It should detail what contexts and perspectives are relevant and offer an outline to the layout of the thesis. In all chapters, students should consider the following:

  • Use of ‘signposts’ to tell the reader where they are going to go, summarising afterwards and providing appropriate links throughout.

  • Meaningful headings: the content of chapters and sections need to reflect the heading.

  • Avoidance of vague terms or superfluous words, keeping sentences clear and focussed.

  • Paragraphs that are distinct enough to explore and evaluate a clear issue but linked well enough to enhance the flow of the thesis. A general rule of thumb is that a paragraph should be about half a page: any less and there is limited criticality, any longer and there is a tendency to ramble, lose focus and cause the reader to become disengaged.

  • A PhD is not about how much the student can write: it is about how well they articulate and critically analyse information.

Critical writing at Doctoral level is essential to establish the quality of the research and the credibility of the researcher. A good thesis creates a portrait of an authoritative and competent researcher, and critical writing is crucial for building the examiners’ confidence in the research undertaken.

Publishable standard of the work

Publishing in refereed journals and conferences is the traditional way in which the research community disseminates findings and builds knowledge, although there is increasing recognition of the role of social media platforms as a means of rapidly sharing knowledge. Refereed journals use recognised standards (such as the CONSORT (Consolidated Standards of Reporting Trials) guidelines for trials)5 and rigorous review processes to assess the quality of a research paper, which must be met for successful publication. It is therefore unsurprising that many examiners view a thesis more favourably if a student provides evidence of having published elements of their work.6

Summary of key considerations

Unlike undergraduate assessment, there is a paucity of research exploring the assessment of PhDs. However, a study that explored the process and judgements of experienced examiners,6 provided a valuable summary of the characteristics of a poor and excellent thesis (table 2).

Table 2

Characteristics of a poor and excellent thesis6

Conclusion

This article has outlined some of the steps that a PhD student should consider in order to produce a high-quality thesis and ensure a successful viva. We have considered how it is important that decision-making is transparent in the thesis, and defendable in the oral defence/viva. A PhD thesis should show evidence of originality and theoretical/conceptual cohesiveness, communicated via the student’s critical writing ability. The thesis and defence provide students with the opportunity to share their knowledge and expertise in the field, offers them a methodological stage and gives the platform to share their critical perceptions, experiences and expertise.

References

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Footnotes

  • Twitter @barrett1972, @ARodriguez339, @josmith175

  • Competing interests None declared.

  • Provenance and peer review Commissioned; internally peer reviewed.

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